SFC Licences of SHUM Wai Sze 沈慧施
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 04 June 2015 | 05 August 2016 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 30 March 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 06 September 2005 | 30 March 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 15 July 2005 | 30 March 2012 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 01 April 2003 | 21 June 2005 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 01 April 2003 | 18 December 2003 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 6 | 01 April 2003 | 18 December 2003 |