SFC Licences of LIM Si Wah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RO | 1 | 13 April 2021 | |
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 1 | 01 April 2003 | 13 April 2021 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 | RE | 8 | 01 April 2003 | 31 December 2014 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 4 | 01 April 2003 | 08 January 2004 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |