SFC Licences of TAM Denny Ka 譚嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 October 2011 | 30 December 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 January 2009 | 27 September 2011 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 08 April 2005 | 11 October 2005 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 04 February 2004 | 07 April 2005 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 04 July 2003 | 07 April 2005 |