SFC Licences of YAN Sui Tong 甄瑞堂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 11 November 2008 | 12 May 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 August 2006 | 01 November 2008 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 1 | 21 September 2005 | 31 July 2006 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 23 December 2004 | 05 September 2005 |