SFC Licences of KIM Jong Son
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 18 September 2017 | 01 December 2017 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 6 | 18 September 2017 | 01 December 2017 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 2 | 18 September 2017 | 01 December 2017 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 4 | 01 March 2017 | 01 December 2017 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 01 March 2017 | 01 December 2017 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 1 | 01 April 2003 | 28 February 2017 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 4 | 01 April 2003 | 28 February 2017 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 9 | 01 April 2003 | 09 November 2004 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 6 | 01 April 2003 | 09 November 2004 |