SFC Licences of KO Liang-wei Richard 柯良蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 12 November 2018 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 12 November 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 18 October 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 29 November 2016 | 30 August 2018 |