SFC Licences of HO Wai Ling 何慧玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 January 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 March 2016 | 24 January 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 September 2015 | 02 October 2017 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 13 February 2012 | 09 September 2015 |