SFC Licences of NG Suet Yeung 吳雪揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 21 March 2012 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 03 February 2005 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 10 July 2004 | 26 January 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 06 July 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 25 February 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 25 February 2004 |