SFC Licences of HO Gerwin Cheuk Wing 何卓榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moody's Investors Service Hong Kong Limited | RE | 10 | 20 January 2014 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 25 July 2008 | 18 April 2013 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 14 June 2004 | 30 May 2008 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 17 April 2004 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 17 April 2004 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 17 April 2004 |