SFC Licences of LEE Ho Yin 李浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 9 | 30 November 2009 | 03 April 2012 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 4 | 30 November 2009 | 03 April 2012 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 4 | 09 September 2009 | 30 November 2009 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 15 September 2005 | 06 June 2009 |
| UKFP (Asia) HK Limited | RE | 9 | 28 January 2004 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 28 January 2004 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 1 | 28 January 2004 | 16 August 2004 |