SFC Licences of HO Siu Man 何小敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RO | 2 | 21 June 2018 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 1 | 21 June 2018 | |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 03 January 2012 | 21 June 2018 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 14 October 2011 | 21 June 2018 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 13 September 2004 | 08 August 2011 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 08 August 2011 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |