SFC Licences of KIM Min Ki, Mitchell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 11 April 2018 | 23 April 2019 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 09 February 2017 | 11 April 2018 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 10 March 2016 | 09 February 2017 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 27 January 2015 | 10 March 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 October 2004 | 16 October 2009 |