SFC Licences of LAU Hiu Kwan 劉曉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 | RE | 4 | 26 August 2008 | 31 October 2009 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 17 January 2008 | 15 April 2008 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 17 January 2008 | 15 April 2008 |