SFC Licences of LAM Yin 林賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 06 November 2013 | 19 October 2016 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 06 November 2013 | 19 October 2016 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2013 |
| Wocom Limited 宏高有限公司 | RE | 2 | 01 April 2003 | 01 November 2013 |
| Wocom Limited 宏高有限公司 | RE | 9 | 01 April 2003 | 22 August 2003 |
| Wocom Limited 宏高有限公司 | RE | 5 | 01 April 2003 | 22 August 2003 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 9 | 01 April 2003 | 22 August 2003 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 6 | 01 April 2003 | 22 August 2003 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 4 | 01 April 2003 | 22 August 2003 |