SFC Licences of KWOK Yui Kwong 郭銳光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 | RE | 5 | 19 June 2009 | 04 February 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 19 June 2009 | 04 February 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 22 June 2006 | 04 February 2010 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 27 November 2003 | 18 June 2006 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 | 25 November 2003 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 01 April 2003 | 25 November 2003 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 5 | 01 April 2003 | 18 November 2003 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 9 | 01 April 2003 | 18 November 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 18 November 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 18 November 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 18 November 2003 |