SFC Licences of WU Mang Ching, Agnes 胡孟青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 22 December 2004 | 01 February 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 December 2004 | 01 February 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 07 December 2004 | 01 February 2006 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 1 | 01 April 2003 | 30 November 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 4 | 01 April 2003 | 16 November 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 9 | 01 April 2003 | 16 November 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 7 | 01 April 2003 | 16 November 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 6 | 01 April 2003 | 16 November 2004 |