SFC Licences of XIA Xiaoning 夏晓寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 | RO | 4 | 27 October 2016 | 31 March 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 9 | 02 September 2016 | 31 March 2019 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 9 | 06 March 2014 | 09 February 2015 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 4 | 06 March 2014 | 09 February 2015 |
| AIF Capital Limited 殷庫資本有限公司 | RO | 9 | 22 November 2006 | 03 October 2008 |
| AIF Capital Limited 殷庫資本有限公司 | RO | 4 | 22 November 2006 | 03 October 2008 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 9 | 01 April 2003 | 22 November 2006 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 4 | 01 April 2003 | 22 November 2006 |