SFC Licences of KOO Siu Tong 顧兆棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 13 March 2023 | |
| Supreme China Securities Limited 智華證券有限公司 | RE | 1 | 22 September 2015 | 21 September 2022 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RE | 2 | 10 September 2014 | 01 June 2015 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 10 September 2014 | 01 June 2015 |
| One China Securities Limited 一中證券有限公司 | RE | 2 | 05 September 2008 | 31 January 2013 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 18 June 2008 | 31 January 2013 |