SFC Licences of POON Ting Kei 潘定基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 March 2006 | 09 December 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 30 June 2004 | 04 February 2005 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 01 April 2003 | 16 May 2003 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 5 | 01 April 2003 | 16 May 2003 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 9 | 01 April 2003 | 16 May 2003 |