SFC Licences of SPRATT Nicholas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MFS International (Hong Kong) Limited 麻省金融服務國際(香港)有限公司 | RE | 9 | 25 January 2018 | 22 April 2020 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 28 October 2013 | 07 August 2017 |
| Centaurus Capital (Hong Kong) Limited | RE | 9 | 28 March 2012 | 01 May 2013 |
| Centaurus Capital (Hong Kong) Limited | RE | 4 | 28 March 2012 | 01 May 2013 |
| Thaddeus Capital Management (HK) Limited | RE | 9 | 26 July 2007 | 31 January 2012 |