SFC Licences of YIU Wai Wan 姚慧韞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 06 July 2005 | 15 June 2006 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 07 April 2005 | 26 May 2005 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 01 April 2003 | 01 February 2005 |