SFC Licences of YIU Wai Wan 姚慧韞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 06 July 2005 15 June 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 April 2005 26 May 2005
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 01 April 2003 01 February 2005