SFC Licences of DAVIDSON Duncan Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 1 | 06 January 2016 | 30 June 2016 |
| ICAP Equities Asia Limited | RE | 1 | 08 June 2015 | 30 June 2016 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 06 February 2006 | 29 May 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 01 April 2003 | 31 January 2006 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 01 April 2003 | 31 January 2006 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 01 April 2003 | 31 January 2006 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 9 | 01 April 2003 | 02 March 2004 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |