SFC Licences of KONG Sum Ying 江沁凝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 9 29 October 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 4 29 October 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 29 October 2013 01 September 2015
LCA Solutions Limited RE 9 09 November 2010 20 October 2013
LCA Solutions Limited RE 4 09 November 2010 20 October 2013
LCA Solutions Limited RE 1 09 November 2010 20 October 2013
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 06 June 2003 03 September 2003
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 06 June 2003 03 September 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 27 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 27 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 27 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 27 May 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 27 May 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 27 May 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 27 May 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 27 May 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 27 May 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 27 May 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 27 May 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 27 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 27 May 2003