SFC Licences of LAM Sui Fan 林瑞芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jingdong Securities Limited 京東証劵有限公司 | RE | 1 | 27 September 2017 | 31 October 2018 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 1 | 07 December 2016 | 11 April 2017 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 01 November 2013 | 20 April 2015 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 July 2011 | 15 May 2013 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 July 2011 | 15 May 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 30 December 2009 | 30 June 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 04 February 2009 | 30 June 2011 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 27 February 2007 | 01 November 2008 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 26 October 2006 | 20 November 2006 |