SFC licenceholder AFS653 WONG Yuen Chau 黃元冑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 07 April 2014
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 07 April 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [2] (Dealing in Futures Contracts) 27 October 2003 28 March 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [1] (Dealing in Securities) 01 April 2003 28 March 2014
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 12 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE [1] (Dealing in Securities) 01 April 2003 27 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [4] (Advising on Securities) 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 13 October 2003