SFC Licences of KO See King, Ronald 高仕勁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anli Securities Limited 安里證券有限公司 | RO | 4 | 21 December 2015 | |
| Anli Securities Limited 安里證券有限公司 | RO | 1 | 10 April 2013 | |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 | RO | 1 | 09 March 2012 | 28 February 2013 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 1 | 20 December 2011 | 09 March 2012 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 01 September 2004 | 06 December 2011 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 30 July 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 20 February 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 20 February 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 20 February 2004 |