SFC Licences of TSE Shek Lun, Alan 謝錫倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	15 April 2024
Success Securities Limited 實德證券有限公司	RE	1	09 September 2022	30 November 2022
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	29 July 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 September 2015	29 July 2022
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	15 September 2015	02 October 2017
Stockwell Commodities Limited 常匯商品期貨有限公司	RE	2	15 October 2010	27 August 2015
Stockwell Securities Limited 常匯證券有限公司	RE	1	15 October 2010	27 August 2015
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RE	1	05 June 2009	23 November 2009
Partners Capital Securities Limited 博大證券有限公司	RE	1	14 November 2007	25 May 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	31 October 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	09 January 2004