SFC Licences of LAU Chiu Ying 劉肖英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 24 April 2007 | 31 August 2022 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 24 April 2007 | 31 August 2022 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 01 April 2003 | 11 November 2006 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 11 November 2006 |
| South China Commodities Limited 南華期貨有限公司 | RE | 5 | 01 April 2003 | 12 January 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |