SFC Licences of SO Wing Lam 蘇泳林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 01 April 2003 | 17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 01 April 2003 | 17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 01 April 2003 | 17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 7 | 01 April 2003 | 17 February 2004 |