SFC Licences of TSUI Chi Fung, Roger 徐志豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	21 October 2010	15 October 2011
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	04 August 2009	17 October 2010
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	04 August 2009	17 October 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	09 February 2009	31 March 2009
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	09 February 2009	31 March 2009
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	20 January 2009	31 March 2009
China Everbright Capital Limited 中國光大融資有限公司	RE	1	12 February 2008	26 July 2008
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	12 February 2008	26 July 2008
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司	RE	1	10 April 2007	25 July 2007
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	6	01 April 2003	09 March 2007
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	01 April 2003	09 March 2007
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	4	01 April 2003	09 March 2007
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	7	01 April 2003	09 March 2007
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司	RE	9	01 April 2003	09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	9	01 April 2003	09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司	RE	2	01 April 2003	09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司	RE	5	01 April 2003	09 December 2004