SFC Licences of CHAN Sai Hei 陳世喜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 1, 4 27 January 2014 09 May 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
RE 1 27 January 2014 09 May 2016
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RO 1, 4 24 October 2013 12 December 2013
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 12 April 2013 24 October 2013
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 4 30 August 2012 14 March 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 4 03 February 2012 08 August 2012
Fortune (HK) Securities Limited 富強證券有限公司
RE 1 14 September 2011 06 January 2012
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 4 20 May 2011 31 August 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司
RO 4 18 January 2008 27 August 2009
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司
RE 4 01 April 2003 18 January 2008