SFC Licences of AU Chi Yuen 區智遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 23 May 2014 | 30 July 2019 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 August 2011 | 23 February 2024 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 August 2011 | 23 February 2024 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 11 August 2011 | 30 July 2019 |
| Nerico Brothers Limited | RE | 2 | 19 June 2009 | 01 November 2009 |
| Nerico Brothers Limited | RE | 3 | 09 February 2009 | 01 November 2009 |
| Nerico Brothers Limited | RE | 1 | 09 February 2009 | 01 November 2009 |