SFC Licences of KWOK Wai Leung, Stanley 郭偉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mount Logan Capital Limited 洛根資本有限公司 RO 9 31 March 2017
Mount Logan Capital Limited 洛根資本有限公司 RO 4 31 March 2017
Mount Logan Capital Limited 洛根資本有限公司 RE 9 26 October 2016 31 March 2017
Mount Logan Capital Limited 洛根資本有限公司 RE 4 26 October 2016 31 March 2017
Tung Tai Asset Management Limited 東泰投資管理有限公司 RO 9 06 July 2016 17 October 2016
Tung Tai Securities Company Limited 東泰證券有限公司 RO 4 06 July 2016 17 October 2016
Tung Tai Securities Company Limited 東泰證券有限公司 RO 1 06 July 2016 17 October 2016
Funderstone Securities Limited RO 9 05 March 2013 21 August 2013
Funderstone Securities Limited RO 4 05 March 2013 21 August 2013
Funderstone Futures Limited RO 9 05 March 2013 21 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司 RO 1 17 August 2012 19 December 2013
Lippo Investments Management Limited 力寶投資管理有限公司 RO 6 17 August 2012 26 April 2013
Lippo Investments Management Limited 力寶投資管理有限公司 RO 9 15 March 2010 19 December 2013
Lippo Investments Management Limited 力寶投資管理有限公司 RO 4 15 March 2010 19 December 2013
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 23 May 2003 16 June 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 23 May 2003 16 June 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 23 May 2003 16 June 2009