SFC Licences of KAN Lai Ping, Phyllis 簡麗萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Regal Portfolio Management Limited 富豪資產管理有公司	RO	9	06 March 2007	01 April 2008
Asia Investment Management Limited 亞洲資產管理有限公司	RO	9	17 January 2005	06 March 2007
Asia Investment Management Limited 亞洲資產管理有限公司	RO	6	17 January 2005	06 March 2007
Asia Investment Management Limited 亞洲資產管理有限公司	RO	4	17 January 2005	06 March 2007
Asia Investment Research Limited 亞洲投資研究有限公司	RO	9	17 January 2005	06 March 2007
Asia Investment Research Limited 亞洲投資研究有限公司	RO	4	17 January 2005	06 March 2007
Asia Investment Research Limited 亞洲投資研究有限公司	RO	6	17 January 2005	15 March 2005
Asia Investment Management Limited 亞洲資產管理有限公司	RE	4	01 April 2003	17 January 2005
Asia Investment Management Limited 亞洲資產管理有限公司	RE	6	01 April 2003	17 January 2005
Asia Investment Management Limited 亞洲資產管理有限公司	RE	9	01 April 2003	17 January 2005
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	4	01 April 2003	12 November 2003
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	01 April 2003	12 November 2003
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	9	01 April 2003	12 November 2003