SFC Licences of LAU Ching Yin Judy 劉靜妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 16 October 2017 | 15 June 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 16 October 2017 | 15 June 2019 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 19 March 2015 | 15 June 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 19 March 2015 | 15 June 2019 |