SFC Licences of AU Kin Wah, Lawrence 區建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 21 September 2016 | 26 September 2017 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RO | 1 | 28 June 2011 | 21 September 2016 |
| Northern Trust Company of Hong Kong Limited, The | RO | 1 | 01 April 2003 | 25 March 2010 |