SFC Licences of DERBY Polly Anne Frances
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 5 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 2 | 01 April 2003 | 01 July 2003 |