SFC Licences of NG Wai Man, Raymond 吳偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 02 July 2009 | 18 September 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 02 July 2009 | 18 September 2009 |
| SDHG International Securities Limited 山高國際證券有限公司 | RE | 1 | 09 October 2008 | 26 June 2009 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 01 April 2003 | 10 July 2006 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 7 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 4 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 6 | 01 April 2003 | 23 July 2004 |