SFC Licences of LI Tai Yuen 李大元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 May 2009 | 11 September 2010 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 April 2008 | 04 April 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 April 2008 | 04 April 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 13 July 2005 | 15 April 2008 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 April 2003 | 13 July 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 6 | 01 April 2003 | 17 June 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 9 | 01 April 2003 | 17 June 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 4 | 01 April 2003 | 17 June 2003 |