SFC Licences of URUMA Kuninobu 賣間國信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 01 September 2014 | 29 April 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 30 April 2010 | 13 December 2013 |