SFC Licences of LAM Siu Yeung 林少陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VL Asset Management Limited 以立投資管理有限公司 | RO | 9 | 15 April 2009 | |
| Ramius Asia Ltd. | RO | 9 | 16 July 2008 | 31 January 2009 |
| Ramius Asia Ltd. | RE | 9 | 19 June 2008 | 16 July 2008 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RO | 9 | 22 December 2004 | 11 April 2008 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RO | 4 | 01 April 2003 | 11 April 2008 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RO | 4 | 01 April 2003 | 15 January 2007 |