SFC Licences of SZE Ching Lau 施清流
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 08 November 2003 | 01 November 2010 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 November 2003 | |
Mason Futures Limited 茂宸期貨有限公司 | RE | 9 | 01 April 2003 | 01 November 2003 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 01 April 2003 | 01 November 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 01 November 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 7 | 01 April 2003 | 01 November 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 01 November 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 01 November 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2003 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 01 April 2003 | 01 November 2003 |