SFC Licences of CHOW Ting Tai 周廷棣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	16 September 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	14 August 2015	16 September 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 August 2015	02 October 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	21 May 2007	03 August 2015
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	21 May 2007	03 August 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	06 July 2005	12 May 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	06 July 2005	12 May 2007
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	01 April 2003	06 July 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	06 July 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	10 January 2004