SFC Licences of LO Chi Hang 盧志恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hel Ved Capital Management Limited | RE | 9 | 07 July 2021 | |
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 02 May 2014 | 03 June 2020 |
Pyramis Global Advisors (Hong Kong) Limited | RE | 5 | 22 September 2011 | 01 November 2013 |
Pyramis Global Advisors (Hong Kong) Limited | RE | 4 | 01 August 2008 | 30 April 2014 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 18 October 2006 | 30 May 2008 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 29 August 2005 | 13 October 2006 |