SFC Licences of LEE Shu Kwan, Raymond 李樹群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 | RO | 4 | 30 November 2011 | 21 May 2014 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 18 April 2011 | 21 May 2014 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 18 April 2011 | 30 November 2011 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RO | 4 | 18 May 2005 | 30 September 2010 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 | RO | 9 | 01 April 2003 | 10 June 2003 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 | RO | 4 | 01 April 2003 | 10 June 2003 |