SFC Licences of WONG Shing Wai 王盛偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 22 July 2020 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 June 2016 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 12 March 2004 | 12 February 2017 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 20 August 2003 | 26 February 2004 |
Hing Wong Securities Limited 興旺證券有限公司 | RE | 1 | 01 April 2003 | 19 August 2003 |
Hing Wong Securities Limited 興旺證券有限公司 | RE | 4 | 01 April 2003 | 19 August 2003 |
Hing Wong Securities Limited 興旺證券有限公司 | RE | 9 | 01 April 2003 | 07 August 2003 |
Hing Wong Securities Limited 興旺證券有限公司 | RE | 6 | 01 April 2003 | 07 August 2003 |