SFC Licences of WONG Shing Wai 王盛偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 22 July 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 June 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 12 March 2004 12 February 2017
Corporate Brokers Limited 協聯證券有限公司 RE 1 20 August 2003 26 February 2004
Hing Wong Securities Limited 興旺證券有限公司 RE 1 01 April 2003 19 August 2003
Hing Wong Securities Limited 興旺證券有限公司 RE 4 01 April 2003 19 August 2003
Hing Wong Securities Limited 興旺證券有限公司 RE 9 01 April 2003 07 August 2003
Hing Wong Securities Limited 興旺證券有限公司 RE 6 01 April 2003 07 August 2003