SFC Licences of LU Shu Hua 盧淑華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 28 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 5 28 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 28 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 22 May 2012 28 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 5 22 May 2012 28 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 22 May 2012 28 January 2021
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 5 25 January 2006 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 5 25 January 2006 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 29 July 2005 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 29 July 2005 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 29 July 2005 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 01 April 2003 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 01 April 2003 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 01 April 2003 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 6 01 April 2003 13 December 2004