SFC Licences of KANG John Brian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 17 February 2010 09 March 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 February 2010 09 March 2011
Citadel Asia Limited RE 9 15 May 2006 09 August 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 13 April 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 13 October 2004