SFC Licences of TSE Yuen Yi, Margaret 謝婉儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 15 December 2009 24 December 2009
VC Brokerage Limited 滙盈證券有限公司 RE 1 01 April 2003 01 July 2007
VC Brokerage Limited 滙盈證券有限公司 RE 9 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 6 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 4 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 7 01 April 2003 26 August 2003