SFC Licences of TSE Yuen Yi, Margaret 謝婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 December 2009 | 24 December 2009 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 01 July 2007 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |