SFC Licences of LUI Yee Man 雷綺文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 11 September 2012 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 December 2011 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 December 2011 | |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 18 February 2010 | 09 December 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 December 2009 | 09 December 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 29 September 2008 | 17 November 2009 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 11 May 2006 | 24 September 2008 |